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published Nov 06, 2006
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When the Securities and Exchange Commission issued its final notice in July on what services can and cannot be included in soft-dollar commission practices, much of the securities industry breathed a collective sigh of relief. But for...
Source: Securities Industry News
Author: Chris Kentouris
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SourceMediaSourceMedia, Inc. is a leading publisher and information provider for professionals in the financial services and related technologies markets. Key publications include Accounting Today, American Banker, Financial Planning, National Mortgage News, Securities Industry News, and The Bond Buyer, as well as several other well-known and respected magazines and newsletters.