Ex-Broker to Pay $25K Over Risky Trades; Aguilar Objects to Penalty as 'Inadequate'

published Jul 14, 2011
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About BNA Securities Law Daily

Enforcement: Over the objections of Commissioner Luis Aguilar, who deemed the settlement inadequate, a former Morgan Stanley

Source: BNA - Securities Law Daily
Document ID: A0C8J6P9W6_sld-bul
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