Court Confirms FINRA Award Finding Wells Fargo Defamed Employee in Form U-5

published Jul 13, 2011
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Arbitration: The U.S. District Court for the Northern District of California July 7 confirmed an arbitration panel's award finding that Wells Fargo Advisors LLC defamed a former employee in a Form U-5 industry termination notice (Wells Fargo Advisors LLC v. Shaffer, N.D. Cal., Case No. 11-1500 SC, 7/7/11)

Source: BNA - Securities Law Daily
Document ID: A0C8J4E6A4_sld-bul
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