Aguilar Urges Congress to Extend Fiduciary Duty, Clarify OCIE's Power

published Mar 31, 2010
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About BNA Broker/Dealer Compliance R...

Regulatory Reform: Securities and Exchange Commissioner Luis Aguilar March 26 urged Congress to extend the standard of care already imposed on investment advisers to all financial intermediaries, regardless of their regulatory charter or client base.

Source: BNA - Broker/Dealer Compliance Report
Document ID: A0C2P7E0C4
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