Daiwa Securities Group Inc. http://www.alacrastore.com/company-snapshot/Daiwa_Securities_Group_Inc-500807 Saturday, July 26, 2008 1:32:30 PM 500807 Daiwa Securities Group Inc. en AlacraStore RSS Builder 1.0 30 http://www.alacrastore.com/storecontent/bir/749bir/749normDaiwa Securities Group Inc.Daiwa Securities Company Ltd.Daiwa Investment Capital Management Inc.JapanFinance: Holding company. Finance: Brokerage and investment banking.621167195231205511129ILDSECY7/26/2008 6:14:09 AM749Company Profiles & FinancialsGale Company ProfilesVIETNAM - Daiwa Securities Group Inc planned to raise its stake to ##% from #.##% by acquiring a further #.##% stake, or #.### mil ordinary shares, in Saigon Securities Inc (SS), a securities brokerage firm, in a privately negotiated transaction. Concurrently, Australia & New Zealand Banking Group Ltd planned to raise its stake to ##.##% from ##.##% by acquiring a further #% stake, or #.### mil ordinary shares, in SS.6/26/2008 12:00:16 PM23406478840V23406478840VDaiwa Securities Group IncSaigon Securities IncDaiwa Securities Group IncSaigon Securities Inchttp://www.alacrastore.com/storecontent/Thomson_M%26A/Daiwa_Securities_Group_Inc_acquires_a_minority_stake_in_Saigon_Securities_Inc-1990112040sdc/19901120401990112040Copyright © 2008, Thomson Financial, All Rights ReservedTokyo 1Investment & Commodity Firms,Dealers,ExchangesJapanSecurity brokers, dealers, and flotation companies6211FFForeignPublic86016211:Security brokers, dealers, and flotation companies6282:Investment advice6531:Real estate agents and managers6799:Investors, nec6211:Security brokers, dealers, and flotation companies6282:Investment advice6531:Real estate agents and managers6799:Investors, necHanoiInvestment & Commodity Firms,Dealers,ExchangesVietnamSecurity brokers, dealers, and flotation companies6211FFForeignPublic1716002Sec brkg firmSec bkrg firmUnspecifiedOrdinary Share85259001Jun 26 20080.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000001.000002.000003.000004.000005.000006.000007.000008.000009.0000010.0000011.0000012.0000013.0000014.0000015.0000016.0000017.0000018.0000019.0000020.00000Daiwa Securities GroupIncorporated, headquartered inTokyo, Japan, is a securitiesbrokerage firm engaged in theprovision of securitiesservices including dealing,brokering, underwriting anddistributing of securities. Asof 31-Mar-2007, the Groupconsists of the parent companybeing as a pure holdingcompany and 46 domestic andoverseas consolidatedsubsidiaries and 4 associatedcompanies. Other activitiesinclude investment trust,information services, realestate, venture capital realestate management and otherfinancial services.Daiwa Securities Group Incorporated, headquartered in Tokyo,Japan, is a securities brokerage firm engaged in theprovision of securities services including dealing,brokering, underwriting and distributing of securities. Asof 31-Mar-2007, the Group consists of the parent companybeing as a pure holding company and 46 domestic and overseasconsolidated subsidiaries and 4 associated companies. Otheractivities include investment trust, information services,real estate, venture capital real estate management andother financial services.Daiwa Securities Group Incorporated, headquartered in Tokyo, Japan, is a securities brokerage firm engaged in the provision of securities services including dealing, brokering, underwriting and distributing of securities. As of 31-Mar-2007, the Group consists of the parent company being as a pure holding company and 46 domestic and overseas consolidated subsidiaries and 4 associated companies. Other activities include investment trust, information services, real estate, venture capital real estate management and other financial services.1.000002.000003.000004.000005.000006.000007.000008.000009.0000010.00000Saigon Securities Inc is asecurities brokerage firmheadquartered in Ho Chi Minh,Vietnam. The company providespersonalized investmentbanking and brokerage servicesto more than 4000 private andcorporate clients in Vietnam.The company was founded in2000.Saigon Securities Inc is a securities brokerage firmheadquartered in Ho Chi Minh, Vietnam. The company providespersonalized investment banking and brokerage services tomore than 4000 private and corporate clients in Vietnam. Thecompany was founded in 2000.Saigon Securities Inc is a securities brokerage firm headquartered in Ho Chi Minh, Vietnam. The company provides personalized investment banking and brokerage services to more than 4000 private and corporate clients in Vietnam. The company was founded in 2000.0.000000.000000.00000136.67000Y24 Jun 08Tue, 24 Jun 2008 00:00:00 ESTDate Announced: 06/24/2008Date Effective:Acq. Part. Int.Friendly0.000000.000000.000000.000000.000000.00000Price/Share0.0000000.000000.0000000.000000.000000.000000.000000.000000.0000000.00000N0.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000004.750005.250000.000000.000000.000000.000000.000000.000000.000000.0000013524.105000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000001.000002.000003.000004.000005.000006.000007.000008.000009.0000010.0000011.0000012.0000013.0000014.0000015.0000016.00000VIETNAM - Daiwa SecuritiesGroup Inc planned to raise itsstake to 10% from 4.75% byacquiring a further 5.25%stake, or 7.175 mil ordinaryshares, in Saigon SecuritiesInc (SS), a securitiesbrokerage firm, in a privatelynegotiated transaction.Concurrently, Australia & NewZealand Banking Group Ltdplanned to raise its stake to18.89% from 13.89% byacquiring a further 5% stake,or 6.833 mil ordinary shares,in SS.VIETNAM - Daiwa Securities Group Inc planned to raise its stake to 10% from 4.75% by acquiring a further 5.25% stake, or 7.175 mil ordinary shares, in Saigon Securities Inc (SS), a securities brokerage firm, in a privately negotiated transaction. Concurrently, Australia & New Zealand Banking Group Ltd planned to raise its stake to 18.89% from 13.89% by acquiring a further 5% stake, or 6.833 mil ordinary shares, in SS.VIETNAM - Daiwa Securities Group Inc planned to raise its stake to 10% from 4.75% byacquiring a further 5.25% stake, or 7.175 mil ordinary shares, in Saigon Securities Inc(SS), a securities brokerage firm, in a privately negotiated transaction. Concurrently,Australia & New Zealand Banking Group Ltd planned to raise its stake to 18.89% from 13.89%by acquiring a further 5% stake, or 6.833 mil ordinary shares, in SS.VIETNAM - Daiwa Securities Group Inc planned to raise its stake to 10% from 4.75% by acquiring a further 5.25% stake, or 7.175 mil ordinary shares, in Saigon Securities Inc (SS), a securitiesbrokerage firm, in a privately negotiated transaction. Concurrently, Australia & New Zealand Banking Group Ltd planned to raise its stake to 18.89% from 13.89% by acquiring a further 5% stake, or6.833 mil ordinary shares, in SS.VIETNAM - Daiwa Securities Group Inc planned to raise its stake to 10% from 4.75% by acquiring a further 5.25% stake, or 7.175 milordinary shares, in Saigon Securities Inc (SS), a securities brokerage firm, in a privately negotiated transaction. Concurrently,Australia & New Zealand Banking Group Ltd planned to raise its stake to 18.89% from 13.89% by acquiring a further 5% stake, or 6.833 milordinary shares, in SS.Pending0.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.00000Status:Pending-999.00000np0.00000-999.00000np0.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000006211:Security brokers, dealers, and flotation companies1716002Tokyo 1Japan6211ForeignPublic86016211:Security brokers, dealers, and flotation companies85259001HanoiVietnam6211ForeignPublic0.000000.000000.000000.00000Deal InformationThomson Financial Mergers & Acquisitionshttp://www.alacrastore.com/storecontent/spcred/646154spcred/646154normThe latest News from S&Pglobalstructured5/3/2008 2:38:47 AM100News646154JapanInvestment Banking & BrokerageEurope, Middle East, AfricaUnited StatesAsiaGlobal IssuersStructured FinanceFinancial InstitutionsCollateralized Debt ObligationsNewsTOKYO (Standard&Poor's) May 2, 2008--All three major Japanese securities groups posted weak overall results in the fourth quarter of fiscal 2007 (ended March 31, 2008), reflecting instability in the global credit and equity markets resulting from the subprime mortgage loan turmoil in the U.S., according to a report published today by Standard&Poor's Ratings Services. In the fourth quarter of fiscal 2007, Daiwa Securities Group Inc. (BBB+/Stable/A-2) and Nomura Holdings Inc. (A-/Stable/A-2) continued to post consolidated net losses from the previous quarter, and Nikko Cordial Securities Inc., the retail brokerage division of Nikko Citi Holdings Inc. (A+/Positive/A-1), also posted a net loss. Nikko Citi Holdings was established on May 1, 2008, from the merger between Nikko CordialJPN23406440203020 402030 4020 40Daiwa Securities Group Inc.107114EUROMIDAFRUSAASIA8601@JPNEWSJPN65535H40203020 402030 4020 40Nomura Holdings Inc.Nikko Citi Holdings Inc.354857445500EUROMIDAFRASIAUSA8604@JPGLOBISSSTRUCFICDOCredit & Investment ResearchS&P Credit ResearchJAPAN - C.G.C. Japan Co Ltd agreed to acquire the entire share capital of Yaohan, an owner and operator of grocery stores, ##% from Tochigi Investment Partners, and ##% from Daiwa Securities SMBC Principal Investments Co Ltd.5/2/2008 11:59:21 AM01700A98327R01700A234064C.G.C. Japan Co LtdYaohanC.G.C. Japan Co LtdDaiwa Securities Group Inchttp://www.alacrastore.com/storecontent/Thomson_M%26A/C_G_C_Japan_Co_Ltd_acquires_Yaohan_from_Daiwa_Securities_Group_Inc-1974025040sdc/19740250401974025040Copyright © 2008, Thomson Financial, All Rights ReservedBusiness ServicesJapanBusiness consulting services, nec8748FFForeignPrivate4213:Trucking, except local8331:Job training vocational rehabilitation services8742:Management consulting services8748:Business consulting services, nec4213:Trucking, except local8331:Job training vocational rehabilitation services8742:Management consulting services8748:Business consulting services, necRetail Trade-Food StoresJapanGrocery stores5411FFForeignSubsidiary743057001Pvd consulting servicesSec brkg firmUnspecifiedStock67557002May 2 20080.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000001.000002.000003.000004.000005.000006.000007.00000C.G.C. Japan Co Ltd, providesconsulting services for retailstore operation, logistics andstaff training. The company'sheadquarters is in Tokyo, andits group companies are sitedall over Japan.C.G.C. Japan Co Ltd, provides consulting services for retailstore operation, logistics and staff training. The company'sheadquarters is in Tokyo, and its group companies are sitedall over Japan.C.G.C. Japan Co Ltd, provides consulting services for retail store operation, logistics and staff training. The company's headquarters is in Tokyo, and its group companies are sited all over Japan.1.000002.000003.000004.000005.00000Yaohan is an owner andoperator of grocery stores.The company's headquarters inTochigi, with many branches inTochigi.Yaohan is an owner and operator of grocery stores. Thecompany's headquarters in Tochigi, with many branches inTochigi.Yaohan is an owner and operator of grocery stores. The company's headquarters in Tochigi, with many branches in Tochigi.0.000000.000000.000000.00000N28 Apr 08Mon, 28 Apr 2008 00:00:00 ESTDate Announced: 04/28/2008Date Effective:MergerFriendly0.000000.000000.000000.000000.000000.00000Price/Share0.0000000.000000.0000000.000000.000000.000000.000000.000000.0000000.00000N0.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.00000100.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000001.000002.000003.000004.000005.000006.000007.000008.00000JAPAN - C.G.C. Japan Co Ltdagreed to acquire the entireshare capital of Yaohan, anowner and operator of grocerystores, 57% from TochigiInvestment Partners, and 43%from Daiwa Securities SMBCPrincipal Investments Co Ltd.JAPAN - C.G.C. Japan Co Ltd agreed to acquire the entire share capital of Yaohan, an owner and operator of grocery stores, 57% from Tochigi Investment Partners, and 43% from Daiwa Securities SMBC Principal Investments Co Ltd.JAPAN - C.G.C. Japan Co Ltd agreed to acquire the entire share capital of Yaohan, an ownerand operator of grocery stores, 57% from Tochigi Investment Partners, and 43% from DaiwaSecurities SMBC Principal Investments Co Ltd.JAPAN - C.G.C. Japan Co Ltd agreed to acquire the entire share capital of Yaohan, an owner and operator of grocery stores, 57% from Tochigi Investment Partners, and 43% from Daiwa Securities SMBCPrincipal Investments Co Ltd.JAPAN - C.G.C. Japan Co Ltd agreed to acquire the entire share capital of Yaohan, an owner and operator of grocery stores, 57% fromTochigi Investment Partners, and 43% from Daiwa Securities SMBC Principal Investments Co Ltd.Pending0.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.00000Status:Pending-999.00000np0.00000-999.00000np0.000000.000000.000000.000000.000000.000000.000000.000000.000000.000000.000005411:Grocery stores743057001Japan8748ForeignPrivate6211:Security brokers, dealers, and flotation companies6282:Investment advice6531:Real estate agents and managers6799:Investors, nec1716002Tokyo 1Japan6211ForeignPublic86010.000000.000000.000000.00000Deal InformationThomson Financial Mergers & Acquisitionshttp://www.alacrastore.com/storecontent/ccbn/T1814562ccbn/T1814562norm...Ladies and gentlemen, thank you for standing by. Welcome to the Daiwa fourth quarter fiscal year #### conference call on April ##, ####. Throughout today's recorded presentation all participants will be in a listen-only mode. After the presentation there will be an opportunity to ask questions. If any participant has difficulty during the presentation, please press the star followed by the zero on your telephone for operator assistance. I would now like to turn the conference over to Mr. Tetsuo Akuzawa. Please go ahead, sir. ... 4/28/2008 3:06:00 PMDaiwa Securities54.0000FinalFull Year 2007 Daiwa Securities Earnings Conference Call (English) Transcript860100.T10:00pm JTTranscriptT1814562Credit & Investment ResearchThomson Street Eventshttp://www.alacrastore.com/storecontent/fitch/380042_report_framefitch/380042_report_framepdfFitch Ratings is a leading global rating agency committed to providing the world's credit markets with independent, timely and prospective credit opinions. Built on a foundation of organic growth and strategic acquisitions, Fitch Ratings has grown rapidly during the past decade gaining market presence throughout the world and across all fixed income markets.Daiwa Securities Group Inc.800897543/27/2008 10:14:00 AM01010100165Credit Update8601380042_report_frameCredit & Investment ResearchFitchResearchhttp://www.alacrastore.com/storecontent/fitch/414560_pr_framefitch/414560_pr_framehtmlFitch Ratings is a leading global rating agency committed to providing the world's credit markets with independent, timely and prospective credit opinions. Built on a foundation of organic growth and strategic acquisitions, Fitch Ratings has grown rapidly during the past decade gaining market presence throughout the world and across all fixed income markets.Daiwa Securities Group Inc.800897543/27/2008 10:14:00 AM0101010085Press Release8601414560_pr_frameCredit & Investment ResearchFitchResearchhttp://www.alacrastore.com/storecontent/ccbn/T1737260ccbn/T1737260norm1/30/2008 12:08:09 PMDaiwa Securities106.0000FinalQ3 2007 Daiwa Securities Earnings Conference Call (English) Transcript860100.T10:30pm JT...Welcome to the third quarter for the year #### results of Daiwa Securities on January ##, ####. Throughout today's recorded presentation all participants will be in a listen-only mode. After the presentation there will be an opportunity to ask questions. (OPERATOR INSTRUCTIONS). I will now hand the conference to Mr. Tetsuo Akuzawa. Please go ahead, sir. ... TranscriptT1737260Credit & Investment ResearchThomson Street Eventshttp://www.alacrastore.com/storecontent/spcred/624501spcred/624501normThe latest Full Report from S&P1/8/2008 4:31:35 AMFull Report400globalstructured624501JapanInvestment Banking & BrokerageAsiaEurope, Middle East, AfricaUnited StatesGlobal IssuersStructured FinanceFinancial InstitutionsSovereignsAsset-Backed SecuritiesCollateralized Debt ObligationsResidential MBSFull ReportStrong credit quality of key operating subsidiaries--Daiwa Securities Co. Ltd. and Daiwa Securities SMBC Co. Ltd. Adequate capitalization Revenue base vulnerable to fluctuations in the domestic securities market Daiwa Securities Group Inc. is a holding company whose primary operating subsidiaries are Daiwa Securities Co. Ltd. (BBB+/Stable/A-2), Daiwa Securities SMBC Co. Ltd. (A/Stable/A-1), and Daiwa Asset Management Co. Ltd. (NR). The group holds strong market positions in the retail and wholesale segments of Japan's brokerage industry. Daiwa Securities Co. is a group subsidiary dedicated to the retail business and is Japan's second-largest brokerage firm in terms of retail customer assets under management. Daiwa Securities SMBC specializes in the wholesale business and has incorporated the investment banking divisions of the former SumitomoJPN23406440203020 402030 4020 40Daiwa Securities Group Inc.107114ASIAEUROMIDAFRUSA8601@JPFULLJPN40203020 402030 4020 40Daiwa Securities SMBC Co. Ltd.Daiwa Securities Co. Ltd.334036334037ASIA1338Z@JP1347Z@JPGLOBISSSTRUCFISOVABSCDORMBSCredit & Investment ResearchS&P Credit Researchhttp://www.alacrastore.com/storecontent/spcred/624503spcred/624503normThe latest Summary from S&P1/8/2008 4:31:35 AMSummary175globalstructured624503JapanInvestment Banking & BrokerageAsiaEurope, Middle East, AfricaUnited StatesGlobal IssuersStructured FinanceFinancial InstitutionsSovereignsAsset-Backed SecuritiesCollateralized Debt ObligationsResidential MBSSummaryDaiwa Securities Group Inc. is a holding company whose primary operating subsidiaries are Daiwa Securities Co. Ltd. (BBB+/Stable/A-2), Daiwa Securities SMBC Co. Ltd. (A/Stable/A-1), and Daiwa Asset Management Co. Ltd. (NR). The group holds strong market positions in the retail and wholesale segments of Japan's brokerage industry. Daiwa Securities Co. is a group subsidiary dedicated to the retail business and is Japan's second-largest brokerage firm in terms of retail customer assets under management. Daiwa Securities SMBC specializes in the wholesale business and has incorporated the investment banking divisions of the former Sumitomo Bank and Sakura Bank. Daiwa Securities SMBC maintains a high market share in the domestic investment banking market and has a solid customer base, particularly among companies inJPN23406440203020 402030 4020 40Daiwa Securities Group Inc.107114ASIAEUROMIDAFRUSA8601@JPSUMMARYJPN40203020 402030 4020 40Daiwa Securities SMBC Co. Ltd.Daiwa Securities Co. Ltd.334036334037ASIA1338Z@JP1347Z@JPGLOBISSSTRUCFISOVABSCDORMBSCredit & Investment ResearchS&P Credit Researchhttp://www.alacrastore.com/storecontent/moodys/COP_200450moodys/COP_200450htmlCredit Opinion1/3/2008 8:04:50 PMGlobal Credit Research Credit Opinion ## AUG #### Credit Opinion: Daiwa Securities Group Inc. Daiwa Securities Group Inc. Tokyo, Japan Ratings Category Moody's Rating Outlook Stable Senior Unsecured -Dom Curr Baa# Daiwa Securities...Daiwa Securities Group Inc.200450150.0000NewshtmlDaiwa Securities Group Inc.COP_200450Credit & Investment ResearchMoody's Global Credit Researchhttp://www.alacrastore.com/storecontent/moodys/PR_140693_200450moodys/PR_140693_200450htmlRating Action9/13/2007 12:20:51 AMGlobal Credit Research Rating Action ## SEP #### Rating Action: Daiwa Securities Group Inc. Moody's assigns Baa# to Daiwa Securities Group's Japanese Yen bond issuance - due #### Tokyo, September ##, #### -- Moody's Investors Service...Daiwa Securities Group Inc.200450150.0000NewshtmlDaiwa Securities Group Inc.PR_140693_200450Credit & Investment ResearchMoody's Global Credit Research